Establishment of a New Fund

IMPORTANT: If this application includes the establishment of a new corporate trustee it cannot be finalised unless each new director’s Director Identification Number is supplied where requested. Also, we will need either a copy of a drivers licence or a passport for each trustee/director to be uploaded with this application. Lastly, if this application is for a QROPS fund, the corporate trustee option is mandatory. If you have any questions please do not hesitate to contact us via our portal or, if a more immediate response is required, on 1300 809 933.

If you have any questions please do not hesitate to contact us on 1300 809 933.

Includes the application for a new corporate trustee if required

"*" indicates required fields

Step 1 of 4

Does the Fund require QROPS status?*

Funds should only be registered for QROPS status if there is UK pension money to be transferred to the SMSF. Additional fees are incurred for QROPS registrations. Also, a corporate trustee is mandatory.

Yes

What was the date of leaving the UK for Tax Purposes?*

National Insurance Number - Member 1

National Insurance Number - Member 2

Scheme Manager Name in Your Office*

Contact name for your firm that HMRC have registered.

First Last

Email Address to register with HMRC on application*

This is usually an adviser email address, possibly a communal mail box, to ensure HMRC have a permanent address to send notifications.

Postal Address for HMRC Registration*

This is usually the adviser's address, not the trustee.

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Government Issued Identification*

Please provide a copy of one Government issued identification document (driver's licence, passport, etc) for each member or director. Note that this DOES NOT include a copy of the DIN acknowledgement.

Drop files here or

Accepted file types: pdf, png, jpg, Max. file size: 5 MB.

Trustee Option:*

Note that SMSFs requiring QROPS approval must have a Corporate Trustee.

Individual Trustee

Corporate Trustee

How many Members/ Trustees?*

Member 1 Name*

Prefix First Middle Last

Member 1 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Member 1 Mobile Phone Number*

Member 1 Email Address*

Member 1 Gender*

Male

Female

Member 1 Date of Birth*

Member 1 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require detail about the Industry as well.

Member 1 Town & Country of Birth*

City State / Province / Region Country

Member 1 TFN*

Trustee 2 Name*

Prefix First Middle Last

Is the street address for Trustee 2 the same as Member 1?*

Yes

Trustee 2 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Trustee 2 Mobile Phone Number*

Trustee 2 Email Address*

Trustee 2 Gender*

Male

Female

Trustee 2 Date of Birth*

Trustee 2 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require detail about the Industry as well.

Trustee 2 Town & Country of Birth*

City State / Province / Region Country

Trustee 2 TFN*

Member 2 Name*

Prefix First Middle Last

Is member 2 address the same as member 1?*

Yes

Member 2 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Member 2 Mobile Phone Number*

Member 2 Email Address*

Member 2 Gender*

Male

Female

Member 2 Date of Birth*

Member 2 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require detail about the Industry as well.

Member 2 Town & Country of Birth*

City State / Province / Region Country

Member 2 TFN*

Member 3 Name*

Prefix First Middle Last

Is member 3 address the same as member 1?

Yes

Member 3 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Member 3 Mobile Phone Number*

Member 3 Email Address*

Member 3 Gender*

Male

Female

Member 3 Date of Birth*

Member 3 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require detail about the Industry as well.

Member 3 Town & Country of Birth*

City State / Province / Region Country

Member 3 TFN*

Member 4 Name*

Prefix First Middle Last

Is member 4 address the same as member 1?

Yes

Member 4 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Member 4 Mobile Phone Number*

Member 4 Email Address*

Member 4 Gender*

Male

Female

Member 4 Date of Birth*

Member 4 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require detail about the Industry as well.

Member 4 Town & Country of Birth*

City State / Province / Region Country

Member 4 TFN*

Member 5 Name*

Prefix First Middle Last

Is member 5 address the same as member 1?

Yes

Member 5 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Member 5 Mobile Phone Number*

Member 5 Email Address*

Member 5 Gender*

Male

Female

Member 5 Date of Birth*

Member 5 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require detail about the Industry as well.

Member 5 Town & Country of Birth*

City State / Province / Region Country

Member 5 TFN*

Member 6 Name*

Prefix First Middle Last

Is member 6 address the same as member 1?

Yes

Member 6 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Member 6 Mobile Phone Number*

Member 6 Email Address*

Member 6 Gender*

Male

Female

Member 6 Date of Birth*

Member 6 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require detail about the Industry as well.

Member 6 Town & Country of Birth*

City State / Province / Region Country

Member 6 TFN*

Is Corporate Trustee already Established?*

Yes

Company Name*

Company ACN*

Would you like SMSF Alliance to become the Registered Agent?*

There is an additional yearly fee for SMSF Alliance to act as the Registered Agent & Address. We will also need the Company Register

Yes

Company Registered Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Preferred Name for New Corporate Trustee*

ASIC will not allow a name to match an existing company so please provide 3 names, in order of preference, in case your first or second choice is not available.

Option 1

Option 2

Option 3

Would you like SMSF Alliance to act as the Registered Agent?*

There is an additional yearly fee for SMSF Alliance to act as the Registered Agent & Address. We will also need the Company Register

Yes

Registered Address*

Street Address City State / Province / Region ZIP / Postal Code Country

How many Directors/ Members?*

Are ALL directors to be shareholders?*

We cannot establish a new corporation, under the Corporations Act, without at least one active member. An active member is a director who is also a shareholder.

Yes

List the names of all directors who WILL NOT be shareholders.*

Director 1 Name*

Prefix First Middle Last

Director 1 Any prior name/s?*

Yes

Director 1 What was the prior name?*

Director 1 Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Director 1 - SMSF Member?*

Yes

Director 1 - Gender*

Male

Female

Director 1 Date of Birth*

Director 1 Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 1 Email*

Director 1 TFN*

Director 1 Director Identification Number*

This field is mandatory unless the corporate trustee for this SMSF is an existing corporation. If it is, then this request is optional and you may insert N/A if you wish.

Director 1 Mobile phone number*

Director 1 - Is Director 1 a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes

Director 1 - Is Director 1 a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes

Director 1 - Is Director 1 a Shareholder?*

At least one director MUST be a shareholder.

Yes

Director 1 - Number of ordinary shares @ $1.00 per share

Director 1 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 2 Name

Prefix First Middle Last

Director 2 Any prior name/s?

Yes

Director 2 What was the prior name?*

Director 2 - SMSF Member?*

Yes

Director 2 Gender*

Male

Female

Director 2 Date of birth*

Director 2 Place of Birth*

Please include the Town & Country

City State / Province / Region Country

Director 2 Email Address*

Director 2 Mobile Phone Number*

Director 2 TFN*

Director 2 Director Identification Number*

As the corporate trustee for this SMSF is an existing corporation the Director Identification Number requested above is optional. If you'd prefer you may insert N/A.

Director 2 Is the address the same as Director 1?*

Yes

Director 2 Street Address

Street Address City State / Province / Region ZIP / Postal Code Country

Director 2 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 2 - Is Director 2 a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes

Director 2 - Is Director 2 a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes

Director 2 - Is Director 2 a shareholder?*

At least one director MUST be a shareholder.

Yes

Director 2 - Number of ordinary shares @ $1.00 per share

Director 3 Name*

Prefix First Middle Last

Director 3 Any prior name/s?*

Yes

Director 3 What was the prior name?*

Director 3 Gender*

Male

Female

Director 3 Date of Birth*

Director 3 Place of Birth*

Please include Town & Country

City State / Province / Region Country

Director 3 Email*

Director 3 Mobile number*

Director 3 TFN*

Director 3 Director Identification Number*

As the corporate trustee for this SMSF is an existing corporation the Director Identification Number requested above is optional. If you'd prefer you may insert N/A.

Is Director 3 Address the same as Director 1?*

Yes

Director 3 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Director 3 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 3 - Is Director 3 a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes

Director 3 - Is Director 3 a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes

Director 3 - Is Director 3 a shareholder?

At least one director MUST be a shareholder.

Yes

Director 3 - Number of ordinary shares @ $1.00 per share*

Director 4 Name*

Prefix First Middle Last

Director 4 Any prior name/s?*

Yes

Director 4 What was the prior name?*

Director 4 Gender*

Male

Female

Director 4 Date of Birth*

Director 4 Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 4 Email*

Director 4 Mobile Number*

Director 4 TFN*

Director 4 Director Identification Number*

As the corporate trustee for this SMSF is an existing corporation the Director Identification Number requested above is optional. If you'd prefer you may insert N/A.

Director 4 - Address the same as Director 1?*

Yes

Director 4 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Director 4 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 4 - Is Director 4 a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes

Director 4 - Is Director 4 a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes

Director 4 - Is Director 4 a shareholder?*

At least one director MUST be a shareholder.

Yes

Director 4 - Number of ordinary shares @ $1.00 per share*

Director 5 Name*

Prefix First Middle Last

Director 5 Any prior name/s?*

Yes

Director 5 What was the prior name?*

Director 5 Gender*

Male

Female

Director 5 Date of Birth*

Director 5 Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 5 Email*

Director 5 Mobile Number*

Director 5 TFN*

Director 5 Director Identification Number*

As the corporate trustee for this SMSF is an existing corporation the Director Identification Number requested above is optional. If you'd prefer you may insert N/A.

Director 5 - Address the same as Director 1?*

Yes

Director 5 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Director 5 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 5 - Is Director 5 a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes

Director 5 - Is Director 5 a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes

Director 5 - Is Director 5 a shareholder?*

At least one director MUST be a shareholder.

Yes

Director 5 - Number of ordinary shares @ $1.00 per share*

Director 6 Name*

Prefix First Middle Last

Director 6 Any prior name/s?*

Yes

Director 6 What was the prior name?*

Director 6 Gender*

Male

Female

Director 6 Date of Birth*

Director 6 Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 6 Email*

Director 6 Mobile Number*

Director 6 TFN*

Director 6 Director Identification Number*

As the corporate trustee for this SMSF is an existing corporation the Director Identification Number requested above is optional. If you'd prefer you may insert N/A.

Director 6 - Address the same as Director 1?*

Yes

Director 6 Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Director 6 Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 6 - Is Director 6 a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes

Director 6 - Is Director 6 a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes

Director 6 - Is Director 6 a shareholder?*

At least one director MUST be a shareholder.

Yes

Director 6 - Number of ordinary shares @ $1.00 per share*

Confirmation Check*

I realise that this application cannot be processed unless I have nominated at least one company secretary AND at least one shareholder.

At least 1 company secretary and at least 1 shareholder have been nominated.

Establishment of a New Fund

If you have any questions please do not hesitate to contact us on 1300 809 933.

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